Assistant General Counsel, Broker-Dealer Attorney New York Life Insurance Company
New York, NY
**Location Designation:** [[cust_rolelocationdesignation]]When you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want e ...
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New York,NY
**Location Designation:** [[cust_rolelocationdesignation]]When you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want e
Assistant General Counsel, Broker-Dealer Attorney New York Life
New York, NY
Location Designation: Hybrid - 3 days per weekWhen you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want employees to f ...
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New York,NY
Location Designation: Hybrid - 3 days per weekWhen you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want employees to f
Associate General Counsel, Broker-Dealer/Investment Advisor Group Financial Industry Regulatory Authority, Inc.
New York, NY
This position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring spe ...
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New York,NY
This position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring spe
CCO of Broker-Dealer GCM Grosvenor Inc.
New York, NY
**CCO of Broker-Dealer**at GCM Grosvenor New York, New York, United States **SUMMARY**The Compliance team is looking for a Chief Compliance Officer for the firms limited purpose broker-dealer wh ...
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New York,NY
**CCO of Broker-Dealer**at GCM Grosvenor New York, New York, United States **SUMMARY**The Compliance team is looking for a Chief Compliance Officer for the firms limited purpose broker-dealer wh
Broker Dealer Accountant Social Capital Resources LLC
New York, NY
Performing assigned monthly, quarterly, and annual general ledger closing processes
Assisting in the development of financial statements and reports
Reviewing and explaining variances to budget/f ...
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New York,NY
Performing assigned monthly, quarterly, and annual general ledger closing processes
Assisting in the development of financial statements and reports
Reviewing and explaining variances to budget/f
Regulatory Advisory Manager - Broker Dealer FORVIS
New York, NY
Description Requirements Ready to Accelerate Your Career? Join our rapidly expanding consulting team! Our Financial Services Consulting practice brings our global footprint, clients, industry expe ...
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New York,NY
Description Requirements Ready to Accelerate Your Career? Join our rapidly expanding consulting team! Our Financial Services Consulting practice brings our global footprint, clients, industry expe
Manager, Broker Dealer Regulatory Reporting Scotiabank Hockey Club
New York, NY
Title: Manager, Broker Dealer Regulatory Reporting Requisition ID: 142737 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. * Responsible ...
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New York,NY
Title: Manager, Broker Dealer Regulatory Reporting Requisition ID: 142737 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. * Responsible
Compliance Officer (Advisory & Broker Dealer) Leumiusa
New York, NY
**Compliance Officer (Advisory Broker Dealer)**at Leumi USA New York, NY USA * Key participant in and contributor to the execution of LISI (Leumi Investment Services Inc) Compliance Program, e ...
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New York,NY
**Compliance Officer (Advisory Broker Dealer)**at Leumi USA New York, NY USA * Key participant in and contributor to the execution of LISI (Leumi Investment Services Inc) Compliance Program, e
Broker Dealer Regulatory Governance Specialist UBS
New York, NY
**Broker Dealer Regulatory Governance Specialist**United States - New YorkCompliance Group Functions Job Reference #247239BRCityNew YorkJob TypeFull Time Your roleWe are looking for someone who can: ...
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New York,NY
**Broker Dealer Regulatory Governance Specialist**United States - New YorkCompliance Group Functions Job Reference #247239BRCityNew YorkJob TypeFull Time Your roleWe are looking for someone who can:
Compliance Officer - US Broker-Dealer Swiss Re
New York, NY
Location: New York, NY, US ** Compliance Officer - US Broker-Dealer****About Swiss Re**Swiss Re is one of the worlds leading providers of reinsurance, insurance and other forms of insurance-base ...
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New York,NY
Location: New York, NY, US ** Compliance Officer - US Broker-Dealer****About Swiss Re**Swiss Re is one of the worlds leading providers of reinsurance, insurance and other forms of insurance-base
Chief Compliance Officer, Broker Dealer YieldStreet, Inc.
New York, NY
**Chief Compliance Officer, Broker Dealer**New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the w ...
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New York,NY
**Chief Compliance Officer, Broker Dealer**New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the w
Manager, Broker Dealer Accounting and Reporting AllianceBernstein Holding L.P.
New York, NY
Who You'll Work With:The Broker-Dealer Accounting/Regulatory Reporting team of Bernstein Institutional Services is in search of a manager, Broker Dealer Accounting and Reporting to join their newly fo ...
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New York,NY
Who You'll Work With:The Broker-Dealer Accounting/Regulatory Reporting team of Bernstein Institutional Services is in search of a manager, Broker Dealer Accounting and Reporting to join their newly fo
NY - Compliance Officer in Broker Dealer Intesa Sanpaolo
New York, NY
**NY - Compliance Officer in Broker Dealer****Location:** New York, US *Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of ...
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New York,NY
**NY - Compliance Officer in Broker Dealer****Location:** New York, US *Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of
Dealer Sales Manager Koch Industries, Inc.
New York, NY
Your JobGuardian Glass is seeking a Dealer Sales Manager to join our team!As the Dealer Sales Manager, your principal responsibility will entail advancing the promotion of value-added coated glass tai ...
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New York,NY
Your JobGuardian Glass is seeking a Dealer Sales Manager to join our team!As the Dealer Sales Manager, your principal responsibility will entail advancing the promotion of value-added coated glass tai
Risk Management - Liquidity Risk Management - Markets/Broker-Dealer Entities - Vice Presiden JPMorgan Chase
New York, NY
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a respon ...
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New York,NY
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a respon
US Broker Dealer Controller / Deputy CFO Financial Executives International
New York, NY
**US Broker Dealer Controller / Deputy CFO**Citigroup New York , NY 10176 The Finance Acctg Sr Group Manager manages multiple teams through other managers. In-depth understanding of how own ...
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New York,NY
**US Broker Dealer Controller / Deputy CFO**Citigroup New York , NY 10176 The Finance Acctg Sr Group Manager manages multiple teams through other managers. In-depth understanding of how own
Assistant General Counsel, Broker-Dealer Attorney New York Life Insurance Co
New York, NY
Location Designation: Hybrid - 3 days per week When you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want employees to ...
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New York,NY
Location Designation: Hybrid - 3 days per week When you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want employees to
Audit Manager - Capital Markets/Broker Dealer RSM Global
New York, NY
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full p ...
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New York,NY
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full p
Manager, Broker Dealer Accounting and Reporting AllianceBernstein Holding LP
New York, NY
Who You'll Work With:The Broker-Dealer Accounting/Regulatory Reporting team of Bernstein Institutional Services is in search of a manager, Broker Dealer Accounting and Reporting to join their newly fo ...
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New York,NY
Who You'll Work With:The Broker-Dealer Accounting/Regulatory Reporting team of Bernstein Institutional Services is in search of a manager, Broker Dealer Accounting and Reporting to join their newly fo
Inside Broker - RTS Ryan Specialty Group
New York, NY
Position Summary:Responsible for assisting Broker in developing, managing and sustaining profitable business by providing high level technical expertise and customer service. Responsible for managing ...
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New York,NY
Position Summary:Responsible for assisting Broker in developing, managing and sustaining profitable business by providing high level technical expertise and customer service. Responsible for managing
Dealer Territory Sales Consultant PUBLICIS GROUPE
New York, NY
Company DescriptionJob DescriptionImportant: This is an outside field sales role, which means you will be required to travel. The preference is for this individual to live in Kansas.We're leading our ...
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New York,NY
Company DescriptionJob DescriptionImportant: This is an outside field sales role, which means you will be required to travel. The preference is for this individual to live in Kansas.We're leading our
Senior Consultant - Accounting Advisory - Broker Dealer (NY) CrossCountry Consulting LLC
New York, NY
**Senior Consultant - Accounting Advisory - Broker Dealer (NY)**CrossCountry Consulting is a trusted business advisory firm that provides customized finance, accounting, human capital management, risk ...
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New York,NY
**Senior Consultant - Accounting Advisory - Broker Dealer (NY)**CrossCountry Consulting is a trusted business advisory firm that provides customized finance, accounting, human capital management, risk
Head of Broker Dealer Compliance (Equity Routing focused) Intermedia Group, Inc.
Jersey City, NJ
OPEN JOB: Head of Broker Dealer Compliance (Equity Routing focused) LOCATION: Remote with occasional onsite office in Jersey City TYPE: Full Time Salaried JOB SUMMARY Our customer, a FIN ...
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Jersey City,NJ
OPEN JOB: Head of Broker Dealer Compliance (Equity Routing focused) LOCATION: Remote with occasional onsite office in Jersey City TYPE: Full Time Salaried JOB SUMMARY Our customer, a FIN
Broker Dealer Compliance - Assistant Vice President / Vice President iCapital
New York, NY
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and rec ...
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New York,NY
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and rec
Vice President, Chief Compliance Officer of Broker-Dealer and RIA Forge Global
New York, NY
At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We live that vision through our va ...
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New York,NY
At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We live that vision through our va
